Magna Securities Corp. places a great deal of emphasis and importance on ensuring that it is in compliance with all applicable rules and regulations. It’s Chief Compliance Officer, Joseph Mendola, is a licensed attorney and holds ten (10) industry licenses (Series 3, 4, 7, 8, 14, 24, 27, 55, 63 and 65). Mr. Mendola has over 20 years experience as an attorney and has served as a Chief Compliance Officer for NASD/FINRA registered broker-dealers for over 10 years. Upon joining the Firm in March, 2007, Mr. Mendola has, among other things, revamped and upgraded the Firm’s Policies and Procedures and has drafted a revised Business Continuity Plan.

Business Continuity Plan Disclosure for Magna Securities Corp